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U.S. Securities and Exchange Commission
August 25, 2015
Appeals court rejects challenge to SEC 'pay-to-play' rule
A federal appeals court has thrown out a lawsuit brought by Republican Party officials in two states challenging a federal ...
August 17, 2015
2 Citigroup affiliates paying $179.5M to resolve SEC case
Two Citigroup Inc. affiliates have agreed to pay $179.5 million to resolve federal regulators' charges of misleading ...
August 11, 2015
Hackers accused of making $100M by peeking at press releases
An international web of hackers and traders made $100 million on Wall Street by stealing a look at corporate press releases ...
August 05, 2015
SEC requires companies to reveal CEO-vs-worker pay gap
Federal regulators have approved a long-delayed rule requiring companies to reveal the pay gap between CEOs and their ...
August 04, 2015
How much more does the CEO make? You may find out
CEOs make a lot more than the average working Joe or Jane. And in the near future, Americans will find out how big the ...
July 14, 2015
Fake story on buyout sends Twitter stock briefly higher
Twitter's stock briefly spiked on Tuesday after a fake story said the short messaging service received a $31 billion buyout ...
July 07, 2015
APNewsBreak: Texas AG figures in federal securities probe
Texas Attorney General Ken Paxton, whose admitted violations of state securities laws will go before a grand jury this month, ...
June 04, 2015
Bogus buyout offer for Avon, other companies spurs SEC suit
Federal regulators say a Bulgarian man was part of a scheme to manipulate the stocks of Avon Products and two other companies ...
May 28, 2015
Bush earned millions in juggling act as corporate adviser
During his transition from Florida governor to likely presidential candidate, Jeb Bush served on the boards of or as an ...
May 14, 2015
The bid for Avon that apparently was not
An apparently bogus offer to take over Avon Products that appeared on a regulatory website sent its stock on a wild ride ...
May 14, 2015
Correction: ITT Educational-Fraud Charges story
In a story May 12 about the Securities and Exchange Commission filing fraud charges against ITT Educational Services, The ...
April 29, 2015
SEC pushes for display of link between pay and performance
Federal regulators have taken a step toward requiring public companies to show the relationship between the compensation of ...
April 08, 2015
Defense contractor settles bribery charges for $9.5 million
Oregon-based defense contractor FLIR Systems Inc. has agreed to pay $9.5 million to settle bribery charges filed by the ...
April 07, 2015
Ex-Army colonel pleads guilty to breaking law in job hunt
A retired Army colonel pleaded guilty to negotiating his post-military employment with a helicopter company that did business ...
April 07, 2015
SEC files fraud charges against ex-NFL player, partner
Federal regulators have filed civil fraud charges against former NFL cornerback Will Allen and his business partner.
April 01, 2015
KBR Inc. to pay $130K penalty over whistleblowers dispute
A global technology and engineering firm has agreed to pay a $130,000 penalty in the first action taken for an alleged ...
March 30, 2015
SEC files fraud charges against Lynn Tilton, firms
Federal regulators filed civil fraud charges against prominent Wall Street executive Lynn Tilton and her investment firms, ...
March 18, 2015
Bush served on board of Florida timber firm facing lawsuits
In a public move presaging his run for the White House, Jeb Bush resigned from corporate positions at the end of last year.