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U.S. Securities and Exchange Commission
October 30, 2015
5 things you need to know about crowdfunding investing
A new kind of crowdfunding will give the average American a chance to invest in small companies and startups. But before you ...
October 30, 2015
SEC opens door to startup investing for all
A new form of crowdfunding is coming soon that will allow startups to raise money by selling stock to Main Street investors.
October 20, 2015
With new SEC nominees, 4 of 5 commissioners would be women
President Barack Obama is nominating two women, both attorneys and academics at Washington-area universities, as members of ...
October 05, 2015
BMS paying $14.6M to settle SEC charges on payments in China
Bristol-Myers Squibb will pay $14.6 million to settle charges from U.S. regulators that its joint venture in China gave cash ...
September 28, 2015
Hitachi paying $19M to resolve 'improper' payments charges
Hitachi Ltd. has agreed to pay $19 million to resolve U.S. regulators' allegations that it inaccurately reported improper ...
September 08, 2015
Bankrate paying $15M to settle SEC charges on false results
Bankrate Inc., an online publisher of widely read consumer-finance data, has agreed to pay a $15 million fine to settle ...
August 25, 2015
Appeals court rejects challenge to SEC 'pay-to-play' rule
A federal appeals court has thrown out a lawsuit brought by Republican Party officials in two states challenging a federal ...
August 17, 2015
2 Citigroup affiliates paying $179.5M to resolve SEC case
Two Citigroup Inc. affiliates have agreed to pay $179.5 million to resolve federal regulators' charges of misleading ...
August 11, 2015
Hackers accused of making $100M by peeking at press releases
An international web of hackers and traders made $100 million on Wall Street by stealing a look at corporate press releases ...
August 05, 2015
SEC requires companies to reveal CEO-vs-worker pay gap
Federal regulators have approved a long-delayed rule requiring companies to reveal the pay gap between CEOs and their ...
August 04, 2015
How much more does the CEO make? You may find out
CEOs make a lot more than the average working Joe or Jane. And in the near future, Americans will find out how big the ...
July 14, 2015
Fake story on buyout sends Twitter stock briefly higher
Twitter's stock briefly spiked on Tuesday after a fake story said the short messaging service received a $31 billion buyout ...
July 07, 2015
APNewsBreak: Texas AG figures in federal securities probe
Texas Attorney General Ken Paxton, whose admitted violations of state securities laws will go before a grand jury this month, ...
June 04, 2015
Bogus buyout offer for Avon, other companies spurs SEC suit
Federal regulators say a Bulgarian man was part of a scheme to manipulate the stocks of Avon Products and two other companies ...
May 28, 2015
Bush earned millions in juggling act as corporate adviser
During his transition from Florida governor to likely presidential candidate, Jeb Bush served on the boards of or as an ...