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U.S. Securities and Exchange Commission
February 15, 2017
Buffett's firm invests heavily in Apple, airline stocks
Warren Buffett's company nearly quadrupled its investment in Apple to over 57 million shares during the last three months of ...
February 12, 2017
Insider Q&A: Duke University expert James Cox on SEC future
President Trump has named Jay Clayton, a Wall Street attorney who worked on mergers and IPOs, to head the Securities and ...
February 03, 2017
US reconsiders reporting rule on Congo 'conflict minerals'
The U.S. Securities and Exchange Commission is reconsidering its rule requiring public companies to report their use of ...
January 28, 2017
Feds: Arrests in scam banking on 'Hamilton,' Adele shows
Two men were charged Friday with roles in Ponzi schemes that cheated wealthy people, including some who believed they were ...
January 24, 2017
Yahoo's 4Q shows modest strides amid security breach fallout
Yahoo's financial performance improved slightly during the fourth quarter while the company dealt with the fallout from ...
January 18, 2017
GM to pay $1M penalty for ignition switch accounting trouble
General Motors will pay the federal government a $1 million civil penalty for violating accounting rules involving the ...
January 13, 2017
Justices will hear venture capitalist's appeal over SEC fine
The Supreme Court will decide whether venture capitalist Charles Kokesh has to return millions in investor dollars he used ...
January 11, 2017
Trump's HHS pick faces calls for probe of stock trades
President-elect Donald Trump's nominee to be the nation's top health official is facing calls for investigation of whether ...
January 05, 2017
Trump names Wall Street lawyer Clayton as SEC chairman
President-elect Donald Trump on Wednesday chose a Wall Street attorney with experience in corporate mergers and public stock ...
December 03, 2016
United to pay $2.4M to settle with SEC over NJ to SC flight
United Airlines is paying $2.4 million to settle civil charges stemming from allegations the airline reinstated a direct ...
November 17, 2016
JPMorgan Chase to pay $264 million in Chinese bribery case
JPMorgan Chase & Co. has agreed to pay $264.4 million in fines to federal authorities to settle criminal and civil charges ...
November 15, 2016
SEC Chair White leaving at end of Obama administration
The head of the Securities and Exchange Commission, Mary Jo White, will leave office at the end of the Obama administration, ...
November 12, 2016
Trump advisers back deregulation, privatized Social Security
During his triumphant presidential campaign, Donald Trump renounced Republican orthodoxy on a Social Security overhaul.
November 10, 2016
Mylan is target of 2 probes, has 3Q loss due to EpiPen fine
The maker of EpiPen emergency allergy injectors, under a microscope for repeatedly jacking up the price of the life-saving ...
November 10, 2016
California movie producer held in $26M New York fraud case
A California movie producer was arrested Wednesday on charges that he and an executive in an investment advisory firm ...
November 03, 2016
Wells Fargo discloses SEC investigation for sales practices
Wells Fargo has confirmed that the Securities and Exchange Commission is investigating its sales practices, and revealed that ...
October 14, 2016
Warren seeks removal of SEC head; White House rejects idea
Sen. Elizabeth Warren is calling on President Barack Obama to replace Mary Jo White as head of the Securities and Exchange ...
September 21, 2016
SEC accuses hedge fund manager Cooperman of insider trading
Federal regulators have accused high-profile hedge fund manager Leon Cooperman and his firm of illegally trading on ...