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U.S. Securities and Exchange Commission
May 24, 2017
Obama-era rule on financial advisers to go forward, for now
The Trump administration is allowing to go forward an Obama-era rule that puts stricter requirements on professionals who ...
May 16, 2017
Buffett's firm buys more airline stock in first quarter
Warren Buffett's company added to two of its sizeable new investments in major airlines during the first quarter, and ...
May 09, 2017
Trump's '8th wonder of the world' sold for fraction of cost
Donald Trump wrote "The Art Of The Deal," but it was Florida's Seminole Indians who made a truly amazing deal to buy the ...
May 05, 2017
Sibanye Gold expands platinum holdings with US acquisition
A South African gold mining company completed a $2.2 billion purchase of the only U.S. producer of platinum and palladium on ...
May 03, 2017
Senate confirms Wall St attorney Jay Clayton to head SEC
The Senate on Tuesday confirmed Jay Clayton, the Wall Street attorney chosen by President Donald Trump to lead the Securities ...
April 18, 2017
Justices could limit recovery in securities fraud cases
The Supreme Court on Tuesday seemed willing to make it tougher for the government to recover ill-gotten gains from people ...
April 11, 2017
Regulators find lots of 'fake news' aimed at stock investors
"Fake news" is not limited to presidential politics and conspiracy theories. Investors also have to be on the alert for stock ...
April 04, 2017
Wall St. attorney Clayton gets Senate panel OK as SEC head
A Senate panel has cleared the nomination of Jay Clayton, the Wall Street attorney chosen by President Donald Trump to lead ...
March 23, 2017
Trump SEC pick assures that his Wall St. work not problem
President Donald Trump's nominee to lead the Securities and Exchange Commission, attorney Jay Clayton, sought to assure ...
March 11, 2017
Twins trumped: Winklevoss's lose bid for bitcoin trade fund
The irrepressible Winklevoss twins, known for having sued Mark Zuckerberg over the idea for Facebook, have suffered a setback ...
March 10, 2017
SEC nominee reveals possible Wall Street conflicts
The Wall Street attorney chosen by President Donald Trump to head the Securities and Exchange Commission has worked on many ...
March 03, 2017
Caterpillar offices raided in probe related to Swiss unit
Federal law enforcement officials raided three central Illinois facilities of manufacturer Caterpillar on Thursday as part ...
March 02, 2017
The Latest: Caterpillar says warrant is about Swiss business
The Latest on federal law enforcement raids at Caterpillar facilities in central Illinois (all times local): 4 p.m.
March 02, 2017
Federal judge tosses SEC suit against Texas attorney general
A federal judge on Thursday dismissed claims by the U.S. government that Texas Attorney General Ken Paxton fraudulently duped ...
February 15, 2017
Buffett's firm invests heavily in Apple, airline stocks
Warren Buffett's company nearly quadrupled its investment in Apple to over 57 million shares during the last three months of ...
February 12, 2017
Insider Q&A: Duke University expert James Cox on SEC future
President Trump has named Jay Clayton, a Wall Street attorney who worked on mergers and IPOs, to head the Securities and ...
February 03, 2017
US reconsiders reporting rule on Congo 'conflict minerals'
The U.S. Securities and Exchange Commission is reconsidering its rule requiring public companies to report their use of ...
January 28, 2017
Feds: Arrests in scam banking on 'Hamilton,' Adele shows
Two men were charged Friday with roles in Ponzi schemes that cheated wealthy people, including some who believed they were ...
January 24, 2017
Yahoo's 4Q shows modest strides amid security breach fallout
Yahoo's financial performance improved slightly during the fourth quarter while the company dealt with the fallout from ...
January 18, 2017
GM to pay $1M penalty for ignition switch accounting trouble
General Motors will pay the federal government a $1 million civil penalty for violating accounting rules involving the ...