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U.S. Securities and Exchange Commission
August 05, 2020
Questions being raised after Kodak's stock has a big moment
Eastman Kodak's potentially lucrative deal to help the U.S. government make more generic drugs domestically is threatening ...
July 27, 2020
Regulators warn Under Armour over accounting disclosures
Under Armour said Monday that it received a warning from U.S. regulators that the company and two of its executives could be ...
June 25, 2020
Pick for top NY prosecutor won't withdraw from Trump matters
President Donald Trump’s pick to be the top federal prosecutor in Manhattan won't say whether he would withdraw from ...
June 22, 2020
Supreme Court rules SEC can recoup money in fraud cases
The Supreme Court on Monday preserved an important tool used by securities regulators to recoup ill-gotten gains in fraud ...
June 20, 2020
DOJ tries to oust US attorney investigating Trump allies
The Justice Department moved abruptly Friday night to oust Geoffrey S. Berman, the U.S. attorney in Manhattan overseeing key ...
June 17, 2020
Hertz suspends plans for $500M stock sale pending SEC review
Hertz said Wednesday it has put its plans to sell $500 million worth of stock on hold because the offering is being reviewed ...
May 19, 2020
Tesla shareholder suit over Elon Musk tweets remains on hold
A Delaware judge has denied a request by attorneys for Tesla shareholders to pursue a lawsuit seeking to prevent CEO Elon ...
April 06, 2020
SeaWorld CEO resigns five months into job, cites board
SeaWorld Entertainment's chief executive has resigned only five months into his job, becoming the third leader of the theme ...
March 11, 2020
SEC asks DC workers to telecommute after employee is treated
Securities and Exchange Commission employees have been encouraged to work remotely for the foreseeable future after a ...
March 03, 2020
Justices likely to preserve SEC power to recoup fraud money
The Supreme Court seemed prepared Tuesday to preserve an important tool that federal securities regulators used last year to ...
March 01, 2020
President's power to can independent agency heads faces test
The Supreme Court is about to tell President Donald Trump whether he has more power to use a favorite phrase: “You're fired.
February 28, 2020
Securities agents sue 2 SC utility execs over nuclear fraud
Two former executives at a South Carolina utility lied repeatedly to regulators and investors about the progress of ...
February 22, 2020
Wells Fargo to pay $3B to resolve probes into fake accounts
Wells Fargo agreed Friday to pay $3 billion to settle criminal and civil investigations into a long-running practice whereby ...
February 13, 2020
Tesla offers $2B in added shares, discloses SEC subpoena
Tesla said that is selling $2 billion worth of additional stock, that its U.S. revenue fell last year and that securities ...
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