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U.S. Securities and Exchange Commission
October 14, 2016
Warren seeks removal of SEC head; White House rejects idea
Sen. Elizabeth Warren is calling on President Barack Obama to replace Mary Jo White as head of the Securities and Exchange ...
September 21, 2016
SEC accuses hedge fund manager Cooperman of insider trading
Federal regulators have accused high-profile hedge fund manager Leon Cooperman and his firm of illegally trading on ...
August 16, 2016
Hedge-fund manager Cohen settles with US commodities agency
Billionaire hedge-fund manager Steven A. Cohen, who was earlier accused of failing to prevent insider trading at his firm, ...
August 05, 2016
Wells Fargo to ask for dismissal of SEC suit over 38 Studios
Wells Fargo Securities will ask a federal judge to dismiss a U.S. Securities and Exchange Commission lawsuit accusing it of ...
July 18, 2016
Feds probe Fiat Chrysler over alleged false sales reports
Federal prosecutors are investigating allegations that Fiat Chrysler violated securities laws by getting dealers to falsely ...
July 12, 2016
Tesla says it hasn't been informed of SEC investigation
Electric car maker Tesla Motors says it hasn't been informed of a government investigation into its disclosure of a fatal ...
June 21, 2016
SEC says Peavy, Sanchez among athletes defrauded in scheme
Several professional athletes, including San Francisco Giants pitcher Jake Peavy, Denver Broncos quarterback Mark Sanchez and ...
June 18, 2016
Newest stock exchange looks to slow down high-speed traders
Slow down markets, you move too fast. The nation's newest stock exchange has arrived, one that is looking to slow down ...
May 25, 2016
US probes e-commerce giant Alibaba's accounting practices
Chinese e-commerce giant Alibaba wowed investors when it went public in the U.S. in September 2014, and its profits have ...
May 20, 2016
On Golf: Mickelson's latest high risk is off the golf course
Phil Mickelson never saw a shot he didn't think he could hit. Part of his massive popularity in golf is the high-risk nature ...
May 19, 2016
Mickelson to lose $1M in SEC case involving Vegas gambler
Phil Mickelson paid off a debt to a professional gambler with nearly $1 million that was unfairly reaped from an insider ...
May 10, 2016
Treasury calls for new regulations for online lenders
The Treasury Department called for additional oversight and some increased regulations for the online lending industry on ...
April 29, 2016
Valeant files overdue financial report, ending debt default
Valeant Pharmaceuticals resolved its default on some of its $30 billion in debt by finally filing its long-overdue U.S.
April 27, 2016
Vermont governor to meet with Jay Peak employees
Democratic Vermont Gov. Peter Shumlin is meeting with employees of Jay Peak Resort, nearly two weeks after the Securities and ...